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Can You Trust Your Financial Advisor?
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| Close | Change | YTD | |
| G | $12.5978 | +0.0013 | +2.59% |
| F | $12.2860 | +0.0333 | +2.98% |
| C | $14.1659 | -0.4366 | -14.46% |
| S | $17.8387 | -0.4776 | -9.86% |
| I | $19.2068 | -0.7342 | -22.43% |
| Close | Change | YTD | |
| L 2040 | $15.9502 | -0.4128 | -12.55% |
| L 2030 | $15.5418 | -0.3515 | -10.73% |
| L 2020 | $15.1884 | -0.2889 | -8.78% |
| L 2010 | $14.8769 | -0.1467 | -3.77% |
| L Income | $13.3265 | -0.0801 | -1.07% |
September 5, 2008
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Checking a CFP professional's background
CFP Board
Thu Jul 26, 2007 11:59 AM
Post Reply
Just a quick note on the last bullet point. CERTIFIED FINANCIAL PLANNER certification is granted in the US by CFP Board, and you can find out if a CFP Board has publicly disciplined a CFP professional through CFP Board's Web site (www.CFP.net/search).
Many financial planners are registered with NASD, and they provide a great tool for background checks: NASD BrokerCheck (www.NASD.com/brokercheck).
Financial planners are also commonly registered with state securities and/or insurance regulators, and those regulators can also be a great resource for conducting a background check.