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Can You Trust Your Financial Advisor?
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| Close | Change | YTD | |
| G | $13.2114 | +0.0012 | +0.70% |
| F | $13.6201 | -0.0062 | +2.14% |
| C | $13.8116 | -0.0706 | +4.49% |
| S | $17.9282 | -0.1903 | +8.91% |
| I | $18.5079 | -0.0782 | -0.16% |
| Close | Change | YTD | |
| L 2040 | $16.1968 | -0.0789 | +3.59% |
| L 2030 | $15.9593 | -0.0673 | +3.23% |
| L 2020 | $15.7365 | -0.0532 | +2.72% |
| L 2010 | $15.4595 | -0.0197 | +1.57% |
| L Income | $14.0856 | -0.0155 | +1.48% |
March 22, 2010
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Checking a CFP professional's background
CFP Board
Thu Jul 26, 2007 11:59 AM
Post Reply
Just a quick note on the last bullet point. CERTIFIED FINANCIAL PLANNER certification is granted in the US by CFP Board, and you can find out if a CFP Board has publicly disciplined a CFP professional through CFP Board's Web site (www.CFP.net/search).
Many financial planners are registered with NASD, and they provide a great tool for background checks: NASD BrokerCheck (www.NASD.com/brokercheck).
Financial planners are also commonly registered with state securities and/or insurance regulators, and those regulators can also be a great resource for conducting a background check.