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Can You Trust Your Financial Advisor?
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| Close | Change | YTD | |
| G | $12.6972 | +0.0013 | +3.40% |
| F | $11.9749 | +0.0219 | +0.38% |
| C | $8.6601 | -0.6223 | -47.70% |
| S | $9.4250 | -0.7684 | -52.37% |
| I | $11.4821 | -0.6136 | -53.63% |
| Close | Change | YTD | |
| L 2040 | $10.4314 | -0.5746 | -42.81% |
| L 2030 | $10.7668 | -0.5171 | -38.16% |
| L 2020 | $11.2461 | -0.4459 | -32.46% |
| L 2010 | $12.8789 | -0.2531 | -16.70% |
| L Income | $12.1740 | -0.1561 | -9.62% |
November 21, 2008
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Checking a CFP professional's background
CFP Board
Thu Jul 26, 2007 11:59 AM
Post Reply
Just a quick note on the last bullet point. CERTIFIED FINANCIAL PLANNER certification is granted in the US by CFP Board, and you can find out if a CFP Board has publicly disciplined a CFP professional through CFP Board's Web site (www.CFP.net/search).
Many financial planners are registered with NASD, and they provide a great tool for background checks: NASD BrokerCheck (www.NASD.com/brokercheck).
Financial planners are also commonly registered with state securities and/or insurance regulators, and those regulators can also be a great resource for conducting a background check.